The dust is now settling following the announcement that CAT has changed its Plan Processor. FINRA has been selected, updated specifications are being published, and the new long-term plan for all ...
In February 2019, the SRO Operating Committee of the Consolidated Audit Trail (CAT) announced that the Financial Industry Regulatory Authority (FINRA) will be the new Plan Processor for the CAT, and ...
Following recent changes to the Consolidated Audit Trail (CAT) programme, financial institutions need to reconsider their implementation plans in-line with the new project timelines. Following FINRA’s ...
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